Filing Details
- Accession Number:
- 0001437749-17-008624
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-10 16:26:49
- Reporting Period:
- 2017-05-08
- Filing Date:
- 2017-05-10
- Accepted Time:
- 2017-05-10 16:26:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005286 | Landec Corp | LNDC | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 943025618 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192863 | T Gary Steele | C/O Landec Corporation 3603 Haven Avenue Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-08 | 30,328 | $5.63 | 95,030 | No | 4 | M | Indirect | Held in Trust |
| Common Stock | Disposition | 2017-05-08 | 12,196 | $14.00 | 82,834 | No | 4 | F | Indirect | Held In Trust |
| Common Stock | Acquisiton | 2017-05-08 | 44,672 | $5.63 | 127,506 | No | 4 | M | Indirect | Held in Trust |
| Common Stock | Disposition | 2017-05-08 | 17,964 | $14.00 | 109,542 | No | 4 | F | Indirect | Held In Trust |
| Common Stock | Disposition | 2017-05-10 | 26,708 | $14.00 | 82,834 | No | 4 | S | Indirect | Held in Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | Held in Trust |
| No | 4 | F | Indirect | Held In Trust |
| No | 4 | M | Indirect | Held in Trust |
| No | 4 | F | Indirect | Held In Trust |
| No | 4 | S | Indirect | Held in Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2017-05-08 | 30,328 | $5.63 | 30,328 | $14.00 |
| Common Stock | Nonqualified Stock Options (Right to Buy) | Disposition | 2017-05-08 | 44,672 | $5.63 | 44,672 | $14.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 149,672 | 2010-06-26 | 2017-05-26 | No | 4 | X | Indirect |
| 105,000 | 2010-06-26 | 2017-05-26 | No | 4 | X | Indirect |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.85 to $14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Billionaire Hedge Funds
