Filing Details

Accession Number:
0000091142-17-000060
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-10 15:59:17
Reporting Period:
2017-05-10
Filing Date:
2017-05-10
Accepted Time:
2017-05-10 15:59:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566398 T Charles Lauber A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Svp, Strategy & Corporate Dev. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-05-10 1,587 $54.37 23,980 No 4 S Direct
Common Stock Disposition 2017-05-10 2,400 $54.34 21,580 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2017-05-10 2,400 $0.00 2,400 $23.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
23,380 2024-02-10 No 4 M Direct
Footnotes
  1. The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/14/2015.