Filing Details
- Accession Number:
- 0000939057-17-000234
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-09 18:40:51
- Reporting Period:
- 2017-05-08
- Filing Date:
- 2017-05-09
- Accepted Time:
- 2017-05-09 18:40:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041368 | Riverview Bancorp Inc | RVSP | Savings Institution, Federally Chartered (6035) | 911838969 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1408119 | A Christopher Butler | 304 Fair View Drive Vancouver WA 98661 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-08 | 4,000 | $6.18 | 4,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-05-08 | 1,000 | $3.84 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-05-08 | 1,511 | $2.78 | 6,511 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-08 | 6,511 | $7.16 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-05-08 | 4,000 | $0.00 | 2,511 | $6.18 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-05-08 | 1,000 | $0.00 | 1,511 | $3.84 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-05-08 | 1,511 | $0.00 | 0 | $2.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,000 | 2009-09-17 | 2018-09-17 | No | 4 | M | Direct |
| 5,000 | 2009-09-22 | 2019-09-22 | No | 4 | M | Direct |
| 6,511 | 2014-07-16 | 2023-07-16 | No | 4 | M | Direct |
Footnotes
- The option was granted on 09/17/2008.
- The option was granted on 09/22/2009.
- The option was granted on 07/16/2013.
Billionaire Hedge Funds
