Filing Details
- Accession Number:
- 0001127602-17-017437
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-09 18:03:22
- Reporting Period:
- 2017-05-08
- Filing Date:
- 2017-05-09
- Accepted Time:
- 2017-05-09 18:03:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1321912 | D Michael Hagedorn | 1010 Grand Blvd. Kansas City MO 64106 | President Of Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-08 | 5,757 | $41.71 | 65,092 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-05-08 | 209 | $39.97 | 65,301 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-08 | 100 | $74.02 | 65,201 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-08 | 100 | $74.05 | 65,101 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-08 | 100 | $74.01 | 65,001 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-08 | 100 | $74.18 | 64,901 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-08 | 100 | $74.16 | 64,801 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-08 | 100 | $74.22 | 64,701 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-08 | 100 | $74.03 | 64,601 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-08 | 1,300 | $74.00 | 63,301 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-08 | 100 | $74.04 | 63,201 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-08 | 500 | $74.06 | 62,701 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-08 | 100 | $74.07 | 62,601 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-08 | 300 | $74.08 | 62,301 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-08 | 1 | $74.13 | 62,300 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-08 | 309 | $74.09 | 61,991 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-08 | 602 | $74.10 | 61,389 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-08 | 672 | $74.11 | 60,717 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-08 | 72 | $74.15 | 60,645 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-08 | 910 | $74.12 | 59,735 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-08 | 400 | $74.12 | 59,335 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-05-08 | 5,757 | $0.00 | 5,757 | $41.71 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-05-08 | 209 | $0.00 | 209 | $39.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-01-01 | 2021-01-01 | No | 4 | M | Direct |
| 2,267 | 2015-01-01 | 2022-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 260 | Indirect | By ESOP |
Footnotes
- Options will vest 50% on 1/1/2014, 75% on 1/1/2015 and 100% on 1/1/2015
- Options will vest 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.
Billionaire Hedge Funds
