Filing Details
- Accession Number:
- 0001645572-17-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-09 17:16:09
- Reporting Period:
- 2017-05-08
- Filing Date:
- 2017-05-09
- Accepted Time:
- 2017-05-09 17:16:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1645572 | V Brik Eyre | One Baxter Parkway Deerfield IL 60015 | Sr Vp, President, Americas | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2017-05-08 | 4,550 | $28.97 | 49,966 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2017-05-08 | 6,563 | $30.95 | 56,529 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2017-05-08 | 19,627 | $37.82 | 76,156 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2017-05-08 | 10,000 | $36.71 | 86,156 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2017-05-08 | 42,992 | $37.17 | 129,148 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2017-05-08 | 47,000 | $37.38 | 176,148 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2017-05-08 | 130,732 | $55.69 | 45,416 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2017-05-08 | 4,550 | $0.00 | 4,550 | $28.97 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2017-05-08 | 6,563 | $0.00 | 6,563 | $30.95 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2017-05-08 | 6,542 | $0.00 | 6,542 | $37.82 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2017-05-08 | 6,542 | $0.00 | 6,542 | $37.82 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2017-05-08 | 6,543 | $0.00 | 6,543 | $37.82 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2017-05-08 | 3,333 | $0.00 | 3,333 | $36.71 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2017-05-08 | 3,333 | $0.00 | 3,333 | $36.71 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2017-05-08 | 3,334 | $0.00 | 3,334 | $36.71 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2017-05-08 | 14,330 | $0.00 | 14,330 | $37.17 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2017-05-08 | 14,331 | $0.00 | 14,331 | $37.17 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2017-05-08 | 14,331 | $0.00 | 14,331 | $37.17 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2017-05-08 | 47,000 | $0.00 | 47,000 | $37.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-03-04 | 2021-03-04 | No | 4 | M | Direct |
| 0 | 2015-03-06 | 2022-03-06 | No | 4 | M | Direct |
| 0 | 2014-03-05 | 2023-03-03 | No | 4 | M | Direct |
| 0 | 2015-03-05 | 2023-03-03 | No | 4 | M | Direct |
| 0 | 2016-03-07 | 2023-03-03 | No | 4 | M | Direct |
| 0 | 2014-12-02 | 2023-12-02 | No | 4 | M | Direct |
| 0 | 2015-12-02 | 2023-12-02 | No | 4 | M | Direct |
| 0 | 2016-12-02 | 2023-12-02 | No | 4 | M | Direct |
| 0 | 2015-03-04 | 2024-03-04 | No | 4 | M | Direct |
| 0 | 2016-03-04 | 2024-03-04 | No | 4 | M | Direct |
| 0 | 2017-03-06 | 2024-03-04 | No | 4 | M | Direct |
| 4,414 | 2016-03-03 | 2025-03-03 | No | 4 | M | Direct |
Footnotes
- Price reflects weighted average sales price. Range of prices for transactions are $55.65 through $55.79. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
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