Filing Details
- Accession Number:
- 0001619954-17-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-09 15:00:53
- Reporting Period:
- 2017-05-05
- Filing Date:
- 2017-05-09
- Accepted Time:
- 2017-05-09 15:00:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1619954 | Inovalon Holdings Inc. | INOV | Services-Computer Processing & Data Preparation (7374) | 471830316 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1631255 | R Joseph Rostock | 4321 Collington Road Bowie MD 20716 | Fmr. Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-05-05 | 149,519 | $0.00 | 171,824 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2017-05-05 | 103,205 | $13.06 | 68,619 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2017-05-08 | 6,364 | $0.00 | 74,983 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2017-05-08 | 1,444 | $13.91 | 73,539 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-05-05 | 139,341 | $0.00 | 139,341 | $6.68 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2017-05-05 | 139,341 | $0.00 | 139,341 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2017-05-05 | 139,341 | $0.00 | 139,341 | $0.00 |
| Class B Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-05-05 | 10,178 | $0.00 | 10,178 | $7.50 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2017-05-05 | 10,178 | $0.00 | 10,178 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2017-05-05 | 10,178 | $0.00 | 10,178 | $0.00 |
| Class B Common Stock | Employee Stock Option | Disposition | 2017-05-08 | 6,364 | $0.00 | 6,364 | $7.50 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2017-05-08 | 6,364 | $0.00 | 6,364 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2017-05-08 | 6,364 | $0.00 | 6,364 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 92,894 | 2014-06-30 | 2023-06-29 | No | 4 | X | Direct |
| 139,341 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 31,177 | 2015-05-14 | 2024-05-13 | No | 4 | X | Direct |
| 10,178 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 24,813 | 2015-05-14 | 2024-05-13 | No | 4 | X | Direct |
| 6,364 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.25, inclusive. The reporting person undertakes to provide to Inovalon Holdings, Inc., any security holder of Inovalon Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.
- The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
- Class B Common Stock has a price of $0.00.
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