Filing Details
- Accession Number:
- 0001557239-17-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-09 08:20:35
- Reporting Period:
- 2017-05-08
- Filing Date:
- 2017-05-09
- Accepted Time:
- 2017-05-09 08:20:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1527541 | Wheeler Real Estate Investment Trust Inc. | WHLR | Real Estate Investment Trusts (6798) | 452681082 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1557239 | S Jon Wheeler | 2529 Virginia Beach Boulevard Suite 200 Virginia Beach VA 23452 | Ceo & Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-08 | 4,300 | $11.86 | 106,977 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,068 | Indirect | Held in profit sharing plan |
| Common Stock | 3,960 | Indirect | Owned by spouse |
| Common Stock | 321 | Indirect | Controlled through interests in other entities |
| Common Stock | 200 | Indirect | Held by dependent child |
| Common Stock | 942 | Indirect | Held by trusts in the names of dependent children |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Units | $0.00 | 198,227 | 198,227 | Direct | ||
| Common Stock | Common Units | $0.00 | 41,315 | 41,315 | Indirect | ||
| Common Stock | Common Units | $0.00 | 8,159 | 8,159 | Indirect | ||
| Common Stock | Common Units | $0.00 | 390 | 390 | Indirect | ||
| Common Stock | Common Units | $0.00 | 3,904 | 3,904 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 198,227 | 198,227 | Direct | |
| 41,315 | 41,315 | Indirect | |
| 8,159 | 8,159 | Indirect | |
| 390 | 390 | Indirect | |
| 3,904 | 3,904 | Indirect |
Footnotes
- Effective March 31, 2017, Wheeler Real Estate Investment Trust, Inc. (the "Company"), effected a one-for-eight reverse stock split of its common stock and its operating partnership Wheeler REIT, L.P. (the "Partnership") effected a one-for-eight reverse split of its common units (collectively the "Reverse Securities Split"). The amount of securities reflected on this Form 4 have been adjusted to reflect the Reverse Securities Split.
- Pursuant to the Partnership Agreement of the Partnership, holders of the Partnership, may, after a one year holding period, elect to exchange their common units for common stock of the Company on an one-for-one basis. Upon a redemption request, the Company has the option to purchase the common units directly, either in cash or common stock of the Company.
- These common units have been held for one year and therefore may be redeemed in accordance with the Partnership Agreement.
- These derivative securities do not have an expiration date.
- These common units have been held for less than one year and therefore may not be currently exchanged.
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