Filing Details
- Accession Number:
- 0001387467-17-000050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-08 18:26:38
- Reporting Period:
- 2017-05-04
- Filing Date:
- 2017-05-08
- Accepted Time:
- 2017-05-08 18:26:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1387467 | Alpha & Omega Semiconductor Ltd | AOSL | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1649943 | Ming Kuang Daniel Chang | 475 Oakmead Parkway Sunnyvale CA 94085 | Senior Vp Of Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Share | Disposition | 2017-05-04 | 1,203 | $18.00 | 46,650 | No | 4 | S | Direct | |
| Common Share | Acquisiton | 2017-05-04 | 4,375 | $7.44 | 51,025 | No | 4 | M | Direct | |
| Common Share | Disposition | 2017-05-04 | 4,375 | $19.00 | 46,650 | No | 4 | S | Direct | |
| Common Share | Acquisiton | 2017-05-04 | 1,313 | $8.45 | 47,963 | No | 4 | M | Direct | |
| Common Share | Disposition | 2017-05-04 | 1,313 | $19.00 | 46,650 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Share Option (right to buy) | Disposition | 2017-05-04 | 4,375 | $0.00 | 4,375 | $7.44 |
| Common Shares | Employee Share Option (right to buy) | Disposition | 2017-05-04 | 1,313 | $0.00 | 1,313 | $8.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,480 | 2024-03-16 | No | 4 | M | Direct | |
| 0 | 2023-02-13 | No | 4 | M | Direct |
Footnotes
- The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on Mar 8, 2017.
- The price reported in Column 4 is the exact price at which all shares were sold.
- Includes an aggregate of 38,838 shares subject to restricted share unit awards granted on March 17, 2014, March 16, 2015, March 15, 2016, and March 15, 2017, which will be issued as such units vest in accordance with their terms.
- The option was granted on March 17, 2014 and became exercisable with respect to one-fourth (1/4) of the underlying shares on March 15, 2015, and thereafter the balance of the option shares become exercisable in a series of thirty-six (36) successive equal monthly installments.
- The option is fully vested and immediately exercisable for all option shares.
Billionaire Hedge Funds
