Filing Details
- Accession Number:
- 0001437749-17-008324
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-08 18:24:40
- Reporting Period:
- 2017-05-04
- Filing Date:
- 2017-05-08
- Accepted Time:
- 2017-05-08 18:24:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1162461 | Cutera Inc | CUTR | Electromedical & Electrotherapeutic Apparatus (3845) | 770492262 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1285172 | J Ronald Santilli | C/O Cutera, Inc. 3240 Bayshore Blvd Brisbane CA 94005 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Acquisiton | 2017-05-04 | 43,333 | $8.91 | 174,025 | No | 4 | M | Direct | |
Common | Disposition | 2017-05-04 | 43,333 | $20.06 | 130,692 | No | 4 | S | Direct | |
Common | Disposition | 2017-05-08 | 17,658 | $19.83 | 113,034 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Common Stock Option (Right to Buy) | Disposition | 2017-05-04 | 43,333 | $0.00 | 43,333 | $8.91 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-06-01 | 2020-06-10 | No | 4 | M | Direct |
Footnotes
- Stock sold pursuant to an employee stock option that was near it's forfeiture date given the Reporting Person has resigned and plans to leave the employment with the Company in the near future. Stock prices ranged from $20.00 to $20.25, with $20.06 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Stock sold in open market transactions at prices that ranged from $19.80 to $19.90, with $19.83 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.