Home > Insider Trading > Filing (0001246360-17-001773)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1024478	Rockwell Automation Inc	ROK	Measuring & Controlling Devices, Nec (3829)	251797617

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1204912	D Keith Nosbusch	1201 South Second Street Milwaukee WI 53204		No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-05-05	10,000	$74.14	411,286	No	4	M	Direct
Common Stock	Disposition	2017-05-05	10,000	$156.00	401,286	No	4	S	Direct
Common Stock	Disposition	2017-05-05	89	$156.39	0	No	4	I	Indirect	By Savings Plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	I	Indirect	By Savings Plan

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2017-05-05	10,000	$0.00	10,000	$74.14
Common Stock	Common Stock Share Equivalents	Disposition	2017-05-05	370	$0.00	370	$156.39

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
90,500	2012-12-01	2021-12-01	No	4	M	Direct
0			No	4	I	Indirect

Footnotes

Represents shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries.
Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 5/5/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 5/5/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
The share equivalents are payable in cash upon retirement or after termination of employment.