Filing Details
- Accession Number:
- 0001537873-17-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-08 17:30:06
- Reporting Period:
- 2017-05-04
- Filing Date:
- 2017-05-08
- Accepted Time:
- 2017-05-08 17:30:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1068875 | Blucora Inc. | BCOR | Services-Computer Processing & Data Preparation (7374) | 911718107 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1537873 | A Mark Finkelstein | 10900 Ne 8Th Street, Suite 800 Bellevue WA 98004 | Chief Legal & Admin Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-05-04 | 137,807 | $15.24 | 174,631 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-05-04 | 116,772 | $19.40 | 57,859 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2017-05-04 | 58,268 | $9.81 | 116,127 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-05-04 | 41,548 | $19.40 | 74,579 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-05-08 | 2,500 | $20.77 | 72,079 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-05-08 | 16,774 | $20.44 | 55,305 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-05-08 | 37,755 | $20.44 | 17,550 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2017-05-04 | 137,807 | $0.00 | 137,807 | $15.24 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2017-05-04 | 58,268 | $0.00 | 58,268 | $9.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-09-30 | No | 4 | M | Direct | |
0 | 2023-01-04 | No | 4 | M | Direct |
Footnotes
- Represents a "net exercise" of outstanding stock options. The reporting person received 21,035 shares of common stock on net exercise of option to purchase 137,807 shares of common stock. The reporting person forfeited 116,772 shares of common stock underlying the option in payment of the exercise price and applicable tax withholding, using the closing stock price on May 4, 2017 of $19.40.
- Represents a "net exercise" of outstanding stock options. The reporting person received 16,720 shares of common stock on net exercise of option to purchase 58,268 shares of common stock. The reporting person forfeited 41,548 shares of common stock underlying the option in payment of the exercise price and applicable tax withholding, using the closing stock price on May 4, 2017 of $19.40.
- As previously disclosed by the issuer, the reporting person has informed the issuer that he intends to resign on the later of the date on which the issuer moves its headquarters from Bellevue, Washington to Irving, Texas (which is expected to occur on or before June 1, 2017) or July 1, 2017.
- The option grant was for 165,354 shares of common stock with the following vesting schedule: 33.3% of the shares vested on September 30, 2015 and an additional 16.7% vested each six (6) months thereafter, such that the option will be fully vested on September 30, 2017, unless vesting is accelerated under the terms of reporting person's employment agreement.
- The option grant was for 174,821 shares of common stock with the following vesting schedule: 33.3% of the shares vested on January 2, 2017 and an additional 16.7% vested each six (6) months thereafter, such that the option will be fully vested on January 2, 2019, unless vesting is accelerated under the terms of reporting person's employment agreement.