Filing Details

Accession Number:
0001537873-17-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-08 17:30:06
Reporting Period:
2017-05-04
Filing Date:
2017-05-08
Accepted Time:
2017-05-08 17:30:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1068875 Blucora Inc. BCOR Services-Computer Processing & Data Preparation (7374) 911718107
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1537873 A Mark Finkelstein 10900 Ne 8Th Street, Suite 800
Bellevue WA 98004
Chief Legal & Admin Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-04 137,807 $15.24 174,631 No 4 M Direct
Common Stock Disposition 2017-05-04 116,772 $19.40 57,859 No 4 F Direct
Common Stock Acquisiton 2017-05-04 58,268 $9.81 116,127 No 4 M Direct
Common Stock Disposition 2017-05-04 41,548 $19.40 74,579 No 4 F Direct
Common Stock Disposition 2017-05-08 2,500 $20.77 72,079 No 4 S Direct
Common Stock Disposition 2017-05-08 16,774 $20.44 55,305 No 4 S Direct
Common Stock Disposition 2017-05-08 37,755 $20.44 17,550 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2017-05-04 137,807 $0.00 137,807 $15.24
Common Stock Stock Option (Right to Buy) Disposition 2017-05-04 58,268 $0.00 58,268 $9.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-09-30 No 4 M Direct
0 2023-01-04 No 4 M Direct
Footnotes
  1. Represents a "net exercise" of outstanding stock options. The reporting person received 21,035 shares of common stock on net exercise of option to purchase 137,807 shares of common stock. The reporting person forfeited 116,772 shares of common stock underlying the option in payment of the exercise price and applicable tax withholding, using the closing stock price on May 4, 2017 of $19.40.
  2. Represents a "net exercise" of outstanding stock options. The reporting person received 16,720 shares of common stock on net exercise of option to purchase 58,268 shares of common stock. The reporting person forfeited 41,548 shares of common stock underlying the option in payment of the exercise price and applicable tax withholding, using the closing stock price on May 4, 2017 of $19.40.
  3. As previously disclosed by the issuer, the reporting person has informed the issuer that he intends to resign on the later of the date on which the issuer moves its headquarters from Bellevue, Washington to Irving, Texas (which is expected to occur on or before June 1, 2017) or July 1, 2017.
  4. The option grant was for 165,354 shares of common stock with the following vesting schedule: 33.3% of the shares vested on September 30, 2015 and an additional 16.7% vested each six (6) months thereafter, such that the option will be fully vested on September 30, 2017, unless vesting is accelerated under the terms of reporting person's employment agreement.
  5. The option grant was for 174,821 shares of common stock with the following vesting schedule: 33.3% of the shares vested on January 2, 2017 and an additional 16.7% vested each six (6) months thereafter, such that the option will be fully vested on January 2, 2019, unless vesting is accelerated under the terms of reporting person's employment agreement.