Filing Details
- Accession Number:
- 0001127602-17-017263
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-08 16:25:12
- Reporting Period:
- 2017-05-04
- Filing Date:
- 2017-05-08
- Accepted Time:
- 2017-05-08 16:25:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1628588 | R Brian Niccol | 1 Glen Bell Way Irvine CA 92618 | Ceo, Taco Bell | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-04 | 5,033 | $28.22 | 6,712 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-04 | 3,627 | $67.98 | 3,085 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2017-05-04 | 1,406 | $68.06 | 1,679 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-04 | 5,033 | $28.22 | 6,712 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-04 | 3,627 | $67.98 | 3,085 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2017-05-04 | 1,406 | $67.99 | 1,679 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-04 | 5,033 | $28.22 | 6,712 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-04 | 3,627 | $67.95 | 3,085 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2017-05-04 | 1,406 | $67.99 | 1,679 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2017-05-04 | 5,033 | $0.00 | 5,033 | $28.22 |
| Common Stock | Stock Appreciation Right | Disposition | 2017-05-04 | 5,033 | $0.00 | 5,033 | $28.22 |
| Common Stock | Stock Appreciation Right | Disposition | 2017-05-04 | 5,033 | $0.00 | 5,033 | $28.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,139 | 2015-05-20 | 2020-02-05 | No | 4 | M | Direct |
| 15,106 | 2015-05-20 | 2020-02-05 | No | 4 | M | Direct |
| 10,073 | 2015-05-20 | 2020-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,969 | Indirect | By 401(k) Plan |
Footnotes
- Pursuant to 10b5-1 Plan
Billionaire Hedge Funds
