Filing Details
- Accession Number:
- 0000009984-17-000040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-08 16:14:05
- Reporting Period:
- 2017-05-05
- Filing Date:
- 2017-05-08
- Accepted Time:
- 2017-05-08 16:14:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1469102 | N Dawn Edwards | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Svp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-05-05 | 6,150 | $26.38 | 61,641 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-05-05 | 6,150 | $55.30 | 55,491 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option-Right to Buy | Acquisiton | 2017-05-05 | 6,150 | $0.00 | 6,150 | $26.38 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-02-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 14,841 | Indirect | by Company's 401(k) Plan |
Footnotes
- Includes balances of 766 Restricted Stock Units granted 2/12/2014, 466 granted 2/12/2014, 1599 granted 2/11/2015, 2600 granted 2/10/2016 and 1900 granted 2/8/2017, that are subject to forfeiture if certain events occur.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.30 to $55.33, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/13/2008 grant date.
- 1 for 1.