Filing Details
- Accession Number:
- 0001209191-17-030464
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-05 20:07:47
- Reporting Period:
- 2017-05-03
- Filing Date:
- 2017-05-05
- Accepted Time:
- 2017-05-05 20:07:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
860730 | Hca Holdings Inc. | HCA | Services-General Medical & Surgical Hospitals, Nec (8062) | 273865930 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181963 | C Patricia Frist | 3100 West End Avenue Nashville TN 37203 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2017-02-22 | 387,660 | $0.00 | 0 | No | 5 | G | Indirect | Held indirectly through Hercules Holding II by Frist Children's Trust |
Common Stock, Par Value $0.01 Per Share | Disposition | 2017-02-22 | 6,657,331 | $0.00 | 0 | No | 5 | G | Indirect | Held indirectly through Hercules Holding II by Frist Children's Trust II |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-05-03 | 167,000 | $82.97 | 167,000 | No | 4 | P | Indirect | Held indirectly by Thomas F. Frist Jr. |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-05-04 | 21,989 | $82.40 | 188,989 | No | 4 | P | Indirect | Held indirectly by Thomas F. Frist Jr. |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-05-04 | 73,190 | $82.84 | 262,179 | No | 4 | P | Indirect | Held indirectly by Thomas F. Frist Jr. |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-05-04 | 25,421 | $83.58 | 287,600 | No | 4 | P | Indirect | Held indirectly by Thomas F. Frist Jr. |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-05-05 | 71,850 | $83.47 | 359,450 | No | 4 | P | Indirect | Held indirectly by Thomas F. Frist Jr. |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-05-05 | 1,755 | $84.14 | 361,205 | No | 4 | P | Indirect | Held indirectly by Thomas F. Frist Jr. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | Held indirectly through Hercules Holding II by Frist Children's Trust |
No | 5 | G | Indirect | Held indirectly through Hercules Holding II by Frist Children's Trust II |
No | 4 | P | Indirect | Held indirectly by Thomas F. Frist Jr. |
No | 4 | P | Indirect | Held indirectly by Thomas F. Frist Jr. |
No | 4 | P | Indirect | Held indirectly by Thomas F. Frist Jr. |
No | 4 | P | Indirect | Held indirectly by Thomas F. Frist Jr. |
No | 4 | P | Indirect | Held indirectly by Thomas F. Frist Jr. |
No | 4 | P | Indirect | Held indirectly by Thomas F. Frist Jr. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 204,968 | Indirect | Held indirectly through Hercules Holding II |
Common Stock, Par Value $0.01 Per Share | 72,562 | Indirect | Held indirectly through Hercules Holding II by Thomas F. Frist, Jr. |
Common Stock, Par Value $0.01 Per Share | 72,589 | Indirect | Held indirectly through Hercules Holding II by Thomas F. Frist GST Tax Exempt Trust |
Common Stock, Par Value $0.01 Per Share | 168,876 | Indirect | Held indirectly through Hercules Holding II by Patricia Champion Frist 2015 GRAT |
Common Stock, Par Value $0.01 Per Share | 67,007 | Indirect | Held indirectly through Hercules Holding II by Patricia Champion Frist 2016 GRAT |
Common Stock, Par Value $0.01 Per Share | 199,017 | Indirect | Held indirectly through Hercules Holding II by Patricia Champion Frist 2017 GRAT |
Common Stock, Par Value $0.01 Per Share | 36,629,164 | Indirect | Held indirectly through Hercules Holding II by Frisco, Inc. |
Footnotes
- Hercules Holding II ("Hercules") holds 68,912,077 shares of the common stock of HCA Holdings, Inc. Hercules is held by a private investor group, including affiliates of HCA Inc. founder Dr. Thomas F. Frist, Jr. The Reporting Person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock of HCA Holdings, Inc. held by Hercules. However, the Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein.
- The Reporting Person is the trustee of (i) Frist Children's Trust, (ii) Frist Children's Trust II and (iii) Patricia Champion Frist 2016 Grantor Retained Annuity Trust and may therefore be deemed to be the beneficial owner of the units of Hercules held by these trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $82.66 to $83.05, inclusive. The Reporting Person undertakes to provide HCA Holdings, Inc., any security holder of HCA Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (3), (5), (6), (7) and (8) to this Form 4.
- The Reporting Person may be deemed to have indirect beneficial ownership in respect of shares of common stock of HCA Holdings, Inc. through an indirect pecuniary interest in such shares held by her husband, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $81.64 to $82.60, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $82.61 to $83.49, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $83.50 to $83.83, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $83.15 to $84.04, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $84.06 to $84.21, inclusive.
- The Reporting Person directly owns 204,968.4898 units of Hercules and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc. by virtue of her ownership in Hercules. The Reporting Person may also be deemed to have indirect beneficial ownership in respect of 72,561.6299 units of Hercules, through an indirect pecuniary interest in such units held by her husband, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc.
- The Reporting Person's husband is the trustee of (i) Thomas F. Frist GST Tax Exempt Trust, (ii) Patricia Champion Frist 2015 Grantor Retained Annuity Trust, and (iii) Patricia Champion Frist 2017 Grantor Retained Annuity Trust and the Reporting Person may therefore be deemed to be the beneficial owner of the units of Hercules held by these trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc.
- The Reporting Person may be deemed to share voting and dispositive power with respect to 36,629,163.8593 shares of HCA Holdings, Inc. beneficially owned by Frisco, Inc. by virtue of her position as a director of Frisco, Inc. Frisco, Inc. has beneficial ownership of 36,629,163.8593 units of Hercules and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc.