Filing Details
- Accession Number:
- 0001028734-17-000071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-05 18:22:00
- Reporting Period:
- 2017-05-04
- Filing Date:
- 2017-05-05
- Accepted Time:
- 2017-05-05 18:22:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1028734 | Cobiz Financial Inc | COBZ | National Commercial Banks (6021) | 840826324 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1264884 | Evan Makovsky | 1401 Lawrence St., Ste.1200 Denver CO 80202 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-04 | 1,500 | $7.54 | 38,687 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-04 | 1,500 | $16.60 | 37,187 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-04 | 2,000 | $7.22 | 39,187 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-04 | 2,000 | $16.60 | 37,187 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-05-04 | 2,000 | $0.00 | 2,000 | $7.22 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-05-04 | 1,500 | $0.00 | 1,500 | $7.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-05-18 | 2018-05-18 | No | 4 | M | Direct |
| 0 | 2010-05-19 | 2017-05-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 56,672 | Indirect | by Managed Account |
| Common Stock | 2,513 | Indirect | by Spouse |
Billionaire Hedge Funds
