Home > Insider Trading > Filing (0001209191-17-030359)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1624899	Steris Plc	STE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1235611	J Michael Tokich	C/O Chancery House, 190 Waterside Road Hamilton Industrial Park Leicester X0 LE5 1QZ	Svp, Cfo & Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ordinary Shares, 10 Pence Par Value	Acquisiton	2017-05-03	2,000	$27.45	46,506	No	4	M	Direct
Ordinary Shares, 10 Pence Par Value	Disposition	2017-05-03	2,000	$75.00	44,506	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Ordinary Shares	Employee Stock Option (right to buy)	Disposition	2017-05-03	2,000	$0.00	2,000	$27.45

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2017-11-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Ordinary Shares, 10 Pence Par Value	3,326	Indirect	See Footnote Below.

Footnotes

This exercise and sale of a total of 2,000 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on November 28, 2016.
27,200 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 7,000 on May 31, 2017; 4,500 on May 30, 2018; 7,000 on May 28, 2019; 4,700 on June 1, 2020 and 4,000 on October 1, 2020.
Units representing 3,326 ordinary share equivalents are held on behalf of the Reporting Person under the STERIS Corporation 401(k) Plan as of May 2, 2017.
This option to purchase 2,000 STERIS plc ordinary shares, which is fully vested, was received in the Merger in exchange for an option to purchase 2,000 STERIS Corporation common shares for $27.45 per share, subject to the same terms and conditions as the original STERIS Corporation stock option.