Filing Details
- Accession Number:
- 0001209191-17-030352
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-05 16:38:30
- Reporting Period:
- 2017-05-03
- Filing Date:
- 2017-05-05
- Accepted Time:
- 2017-05-05 16:38:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1624899 | Steris Plc | STE | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 981203539 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1651806 | A Daniel Carestio | C/O Chancery House, 190 Waterside Road Hamilton Industrial Park Leicester X0 LE5 1QZ | Sr. V. P. Ste Ast & Life Sci | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares, 10 Pence Par Value | Acquisiton | 2017-05-03 | 7,590 | $45.34 | 25,390 | No | 4 | M | Direct | |
Ordinary Shares, 10 Pence Par Value | Disposition | 2017-05-03 | 7,590 | $75.17 | 17,800 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2017-05-03 | 7,590 | $0.00 | 7,590 | $45.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,530 | 2023-05-31 | No | 4 | M | Direct |
Footnotes
- This exercise and sale of a total of 7,590 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on August 16, 2016.
- This represents the average sales price of the 7,590 shares sold in the open market. The actual sales prices ranged from $75.00 per share to $75.60 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of the 31 sales prices.
- 17,800 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 3,300 on May 31, 2017; 4,000 on May 30, 2018, 5,000 on May 28, 2019, 3,000 on October 1, 2019 and 2,500 on June 1, 2020.
- This option became or will become exercisable as follows: 2,530 on May 31, 2014; 2,530 on May 31, 2015; 2,530 on May 31, 2016 and 2,530 on May 31, 2017. This option to purchase 10,120 STERIS plc shares was received in the Merger in exchange for an option to purchase 10,120 STERIS Corporation common shares for $45.34 per share, subject to the same terms and conditions as the original STERIS Corporation stock option.