Filing Details
- Accession Number:
- 0000891839-17-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-05 16:30:04
- Reporting Period:
- 2017-05-04
- Filing Date:
- 2017-05-05
- Accepted Time:
- 2017-05-05 16:30:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 716314 | Graham Corp | GHM | General Industrial Machinery & Equipment (3560) | 161194720 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1249710 | R James Lines | C/O Graham Corporation 20 Florence Avenue Batavia NY 14020 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-05-04 | 3,000 | $21.50 | 87,200 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-05 | 3,000 | $21.54 | 84,200 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $30.88 | 2012-05-29 | 2018-05-29 | 2,532 | 2,532 | Direct |
| Common Stock | Stock Option (Right to Buy) | $15.22 | 2012-05-28 | 2019-05-28 | 1,974 | 1,974 | Direct |
| Common Stock | Stock Option (Right to Buy) | $15.25 | 2013-05-20 | 2020-05-20 | 3,092 | 3,092 | Direct |
| Common Stock | Stock Option (Right to Buy) | $18.65 | 2015-05-30 | 2022-05-30 | 10,894 | 10,894 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-05-29 | 2,532 | 2,532 | Direct |
| 2019-05-28 | 1,974 | 1,974 | Direct |
| 2020-05-20 | 3,092 | 3,092 | Direct |
| 2022-05-30 | 10,894 | 10,894 | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Lines in March 2017.
- This option was previously reported by Mr. Lines.
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