Filing Details
- Accession Number:
- 0000091142-17-000057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-05 12:59:52
- Reporting Period:
- 2017-05-04
- Filing Date:
- 2017-05-05
- Accepted Time:
- 2017-05-05 12:59:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1566416 | J. Kevin Wheeler | A. O. Smith Corporation 500 Tennessee Waltz Parkway Ashland City TN 37015 | Senor Vp & President And Gm | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-05-04 | 5,600 | $6.98 | 22,348 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-05-04 | 8,000 | $10.78 | 30,348 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-05-04 | 13,600 | $54.39 | 16,748 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2017-05-04 | 5,600 | $0.00 | 5,600 | $6.98 |
Common Stcok | Employee Stock Options (Right to Buy) | Disposition | 2017-05-04 | 8,000 | $0.00 | 8,000 | $10.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
113,995 | 2020-02-08 | No | 4 | M | Direct | |
105,995 | 2021-02-07 | No | 4 | M | Direct |
Footnotes
- The employee stock options were granted on 02/08/2010 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2011.
- The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2012.