Filing Details
- Accession Number:
- 0001127602-17-017001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-05 11:28:27
- Reporting Period:
- 2017-05-04
- Filing Date:
- 2017-05-05
- Accepted Time:
- 2017-05-05 11:28:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000697 | Waters Corp | WAT | Laboratory Analytical Instruments (3826) | 133668640 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1666020 | P Terrence Kelly | 34 Maple Street Milford MA 01757 | Svp, President Ta Instruments | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-05-04 | 300 | $0.00 | 6,398 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2017-05-04 | 6,400 | $79.15 | 12,798 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-04 | 6,400 | $173.57 | 6,398 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-04 | 2,169 | $113.36 | 8,567 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-04 | 2,169 | $173.70 | 6,398 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-04 | 3,300 | $98.21 | 9,698 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-04 | 3,300 | $173.72 | 6,398 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-04 | 6,400 | $87.06 | 12,798 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-04 | 6,400 | $173.74 | 6,398 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-04 | 1,311 | $117.68 | 7,709 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-04 | 1,311 | $173.70 | 6,398 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-05-04 | 6,400 | $0.00 | 6,400 | $79.15 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-05-04 | 2,169 | $0.00 | 2,169 | $113.36 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-05-04 | 3,300 | $0.00 | 3,300 | $98.21 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-05-04 | 6,400 | $0.00 | 6,400 | $87.06 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-05-04 | 1,311 | $0.00 | 1,311 | $117.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-12-07 | 2021-12-07 | No | 4 | M | Direct |
| 19,431 | 2015-12-11 | 2024-12-11 | No | 4 | M | Direct |
| 8,700 | 2014-12-06 | 2023-12-06 | No | 4 | M | Direct |
| 6,400 | 2013-12-11 | 2022-12-11 | No | 4 | M | Direct |
| 5,248 | 2017-02-10 | 2026-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 161 | Indirect | by ESPP |
Billionaire Hedge Funds
