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Filing Details

Accession Number:: 0001209191-17-030176
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-05-05 08:59:30
Reporting Period:: 2017-05-03

Filing Date:: 2017-05-05
Accepted Time:: 2017-05-05 08:59:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1692427	Ncs Multistage Holdings Inc.	NCSM	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1034196	Advent International Corp/Ma	C/O Advent International Corporation 75 State Street, 29Th Floor Boston MA 02109	No	No	Yes	No
1553021	Partnership Limited Vii-H Gpe International Advent	C/O Advent International Corporation 75 State Street, 29Th Floor Boston MA 02109	No	No	Yes	No
1556190	Partnership Limited Vii Gpe Partners Advent	C/O Advent International Corporation 75 State Street, 29Th Floor Boston MA 02109	No	No	Yes	No
1559259	Partnership Limited Vii-A Gpe Partners Advent	C/O Advent International Corporation 75 State Street, 29Th Floor Boston MA 02109	No	No	Yes	No
1559260	Partnership Limited Cayman Vii-A Gpe Partners Advent	C/O Advent International Corporation 75 State Street, 29Th Floor Boston MA 02109	No	No	Yes	No
1561808	Partnership Limited Cayman Vii Gpe Partners Advent	C/O Advent International Corporation 75 State Street, 29Th Floor Boston MA 02109	No	No	Yes	No
1563878	Partnership Limited Cayman Vii-B Gpe Partners Advent	C/O Advent International Corporation 75 State Street, 29Th Floor Boston MA 02109	No	No	Yes	No
1616558	Partnership Limited (Delaware) Gp Vii Gpe	C/O Advent International Corporation 75 State Street, 29Th Floor Boston MA 02109	No	No	Yes	No
1616580	Partnership Limited Gp Vii Gpe	C/O Advent International Corporation 75 State Street, 29Th Floor Boston MA 02109	No	No	Yes	No
1616626	Advent International Gpe Vii, Llc	C/O Advent International Corporation 75 State Street, 29Th Floor Boston MA 02109	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-05-03	1,375,000	$15.94	29,568,536	No	4	S	Indirect	See Notes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Notes

Footnotes

The shares of common stock of the Issuer were sold pursuant to the underwriters' exercise of their over-allotment option in connection with an initial public offering of the common stock of the Issuer pursuant to the prospectus, dated April 27, 2017, and accompanying registration statement on Form S-1/A, dated April 26, 2017.
Represents 29,568,536 shares held directly by Advent-NCS Acquisition Limited Partnership ("Advent-NCS LP"), of which 3,693,109 shares are indirectly owned by Advent International GPE VII Limited Partnership("AI GPE VII"), 3,418,124 shares are indirectly owned by Advent International GPE VII-A Limited Partnership ("AI GPE VII-A"), 8,589,659 shares are indirectly owned by Advent International GPE VII-B Limited Partnership ("AI GPE VII-B"), 2,729,175 shares are indirectly owned by Advent International GPE VII-C Limited Partnership ("AI GPE VII-C"),(CONTINUED IN NEXT FOOTNOTE)
(CONTINUTED FROM PREVIOUS FOOTNOTE) 2,211,725 shares are indirectly owned by Advent International GPE VII-D Limited Partnership ("AI GPE VII-D"), 6,188,694 shares are indirectly owned by Advent International GPE VII-E Limited Partnership ("AI GPE VII-E"), 798,351 shares are indirectly owned by Advent International GPE VII-F Limited Partnership ("AI GPE VII-F"), 798,351 shares are indirectly owned by Advent International GPE VII-G Limited Partnership ("AI GPE VII-G"), 481,968 shares are indirectly owned by Advent International GPE VII-H Limited Partnership ("AI GPE VII-H"), 11,828 shares are indirectly owned by Advent Partners GPE VII Limited Partnership ("AP GPE VII"), 29,570 shares are indirectly owned by Advent Partners GPE VII-A Limited Partnership ("AP GPE VII-A"), (CONTINUED IN NEXT FOOTNOTE)
(CONTINUTED FROM PREVIOUS FOOTNOTE) 289,771 shares are indirectly owned by Advent Partners GPE VII-B Cayman Limited Partnership ("AP GPE VII-B Cayman"), 260,204 shares are indirectly owned by Advent Partners GPE VII Cayman Limited Partnership ("AP GPE VII Cayman") and 68,007 shares are indirectly owned by Advent Partners GPE VII-A Cayman Limited Partnership ("AP GPE VII-A Cayman").
Advent International Corporation ("AIC") is the manager of Advent International LLC ("AILLC") and of Advent International GPE VII, LLC ("AI GPE VII GP"). AI GPE VII GP is the general partner of each of AP GPE VII, AP GPE VII-A, AP GPE VII Cayman, AP GPE VII-A Cayman and AP GPE VII-B Cayman (collectively, the "AP Funds"). AI GPE VII GP also is the general partner of GPE VII GP Limited Partnership ("GPE VII GP"), which is the general partner of each of AI GPE VII-A, AI GPE VII-E and AI GPE VII-H (collectively, the "GPE VII GP Funds"). AI GPE VII GP also is the general partner of GPE VII GP (Delaware)Limited Partnership ("GPE VII GP DE"), which is the general partner of each of AI GPE VII, AI GPE VII-B, AI GPE VII-C, AI GPE VII-D, AI GPE VII-F and AI GPE VII-G (collectively, the "GPE VII GP DE Funds"). Advent-NCS GP LLC ("Advent-NCS GP") is the general partner of Advent-NCS LP. The AP Funds, GPE VII GP Funds and GPE VII GP DE Funds collectively own 100% (CONTINUED IN NEXT FOOTNOTE)
(CONTINUTED FROM PREVIOUS FOOTNOTE) of the limited partnership interests in Advent-NCS LP. Each of AIC, AILLC, AI GPE VII GP, GPE VII GP, GPE VII GP DE, Advent-NCS GP, Advent-NCS LP, each of the AP Funds, each of the GPE VII GP Funds and each of the GPE VII GP DE Funds are referred to herein as the "Reporting Persons". Each Reporting Person disclaims Section 16 beneficial ownership of the shares reported herein except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.