Filing Details
- Accession Number:
- 0000899243-17-011945
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-04 21:42:12
- Reporting Period:
- 2017-05-03
- Filing Date:
- 2017-05-04
- Accepted Time:
- 2017-05-04 21:42:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1535379 | Cloudera Inc. | CLDR | Semiconductors & Related Devices (3674) | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 50863 | Intel Corp | 2200 Mission College Blvd Santa Clara CA 95054 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-03 | 20,545,130 | $0.00 | 24,865,827 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2017-05-03 | 1,200,000 | $15.00 | 26,065,827 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Preferred Stock | Disposition | 2017-05-03 | 2,988,629 | $0.00 | 2,988,629 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2017-05-03 | 3,043,433 | $0.00 | 3,043,433 | $0.00 |
| Common Stock | Series C Preferred Stock | Disposition | 2017-05-03 | 844,564 | $0.00 | 844,564 | $0.00 |
| Common Stock | Series D Preferred Stock | Disposition | 2017-05-03 | 928,693 | $0.00 | 928,693 | $0.00 |
| Common Stock | Series E Preferred Stock | Disposition | 2017-05-03 | 745,143 | $0.00 | 745,143 | $0.00 |
| Common Stock | Series F-1 Preferred Stock | Disposition | 2017-05-03 | 11,994,668 | $0.00 | 11,994,668 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017.
Billionaire Hedge Funds
