Filing Details
- Accession Number:
- 0001209191-17-030165
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-04 20:53:57
- Reporting Period:
- 2017-05-02
- Filing Date:
- 2017-05-04
- Accepted Time:
- 2017-05-04 20:53:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 21535 | Cohu Inc | COHU | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 951934119 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1509513 | A Luis Muller | 12367 Crosthwaite Circle Poway CA 92064 | President & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-02 | 7,250 | $15.50 | 370,936 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-02 | 7,250 | $20.15 | 363,686 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-02 | 33,750 | $7.32 | 397,436 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-02 | 33,750 | $20.27 | 363,686 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-02 | 9,000 | $13.77 | 372,686 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-02 | 9,000 | $19.89 | 363,686 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-05-02 | 7,250 | $0.00 | 7,250 | $15.50 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-05-02 | 33,750 | $0.00 | 33,750 | $7.32 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-05-02 | 9,000 | $0.00 | 9,000 | $13.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-12-04 | 2017-12-04 | No | 4 | M | Direct |
| 0 | 2010-03-20 | 2019-03-20 | No | 4 | M | Direct |
| 0 | 2011-10-26 | 2020-10-26 | No | 4 | M | Direct |
Footnotes
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017.
- The shares with respect to this transaction were sold in multiple trades at prices ranging from $20.00 to $20.42; The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Number of shares includes 220,966 Restricted Stock Units (RSU) (excluding the impact of shares that will be withheld to cover tax obligations) previously reported that in the future will be converted on a one-for-one basis into shares of Cohu, Inc. Common Stock, immediately upon vesting which vesting is scheduled to occur in annual installments.(assuming continued employment and achievement of specified performance goals).
- The shares with respect to this transaction were sold in multiple trades at prices ranging from $19.76 to $20.80; The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The shares with respect to this transaction were sold in multiple trades at prices ranging from $19.86 to $19.94; The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option vests in four equal installments beginning on December 04, 2008 (assuming continued employment).
- The option vests in four equal installments beginning on March 20, 2010 (assuming continued employment).
- The option vests in four equal installments beginning on October 26, 2011 (assuming continued employment).
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