Filing Details
- Accession Number:
- 0001615774-17-002069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-04 20:05:34
- Reporting Period:
- 2017-05-02
- Filing Date:
- 2017-05-04
- Accepted Time:
- 2017-05-04 20:05:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1621832 | Aqua Metals Inc. | AQMS | Secondary Smelting & Refining Of Nonferrous Metals (3341) | 471169572 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1675946 | Interstate Batteries, Inc. | 12770 Merit Drive Suite 1000 Dallas TX 75251 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-05-02 | 42,500 | $16.79 | 599,437 | No | 4 | S | Indirect | By subsidiary |
Common Stock | Disposition | 2017-05-03 | 48,327 | $17.09 | 551,110 | No | 4 | S | Indirect | By subsidiary |
Common Stock | Disposition | 2017-05-04 | 4,500 | $17.62 | 546,610 | No | 4 | S | Indirect | By subsidiary |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By subsidiary |
No | 4 | S | Indirect | By subsidiary |
No | 4 | S | Indirect | By subsidiary |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.74 to $16.83 inclusive.
- These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.97 to $17.30 inclusive.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.61 to $17.62 inclusive.