Filing Details
- Accession Number:
- 0001209191-17-030054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-04 16:59:31
- Reporting Period:
- 2017-05-02
- Filing Date:
- 2017-05-04
- Accepted Time:
- 2017-05-04 16:59:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1104349 | Capella Education Co | CPLA | Services-Educational Services (8200) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1414011 | L. Steven Polacek | 225 South 6Th Street, 9Th Floor Minneapolis MN 55402 | Svp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-02 | 11,059 | $64.99 | 55,413 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-02 | 9,253 | $94.90 | 46,160 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-05-02 | 7,692 | $65.40 | 53,852 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-02 | 6,452 | $94.90 | 47,400 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-05-03 | 3,333 | $93.90 | 44,067 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-04 | 3,728 | $93.98 | 40,339 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-05-02 | 11,059 | $0.00 | 11,059 | $64.99 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-05-02 | 7,692 | $0.00 | 7,692 | $65.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,686 | 2024-02-19 | No | 4 | M | Direct | |
| 7,690 | 2025-02-18 | No | 4 | M | Direct |
Footnotes
- Includes 15,686 restricted stock units, which upon vesting, will be settled in shares of CPLA common stock on a 1:1 basis.
- Reflects the weighted average sale price for sales made in the normal course of business on May 3, 2017, at prices ranging from $93.80 to $94.00 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price for sales made in the normal course of business on May 4, 2017, at prices ranging from $93.95 to $94.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The option vested in three equal annual installments on February 20, 2015, 2016, and 2017.
- The option vested in two equal annual installments on February 19, 2016 and February 19, 2017.
Billionaire Hedge Funds
