Filing Details
- Accession Number:
- 0001140361-17-018467
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-04 16:50:18
- Reporting Period:
- 2017-05-03
- Filing Date:
- 2017-05-04
- Accepted Time:
- 2017-05-04 16:50:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1692427 | Ncs Multistage Holdings Inc. | NCSM | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1236472 | D John Deane | C/O Ncs Multistage Holdings, Inc. 19450 State Highway 249, Suite 200 Houston TX 70070 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-05-03 | 50,000 | $17.00 | 50,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,352 | Direct | |
Common Stock | 214,632 | Indirect | By Family Partners Limited |
Footnotes
- The shares of common stock were purchased in the Issuer's initial public offering pursuant to a directed share program.
- Consists of 7,352 restricted stock units which vest on April 27, 2018. The restricted stock units settle for shares of common stock on a one-for-one basis within thirty days following the earliest of (i) one year following the termination of the reporting person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date.
- These securities are held by the Deane Family Partners, Limited, a limited partnership of which the reporting person is the sole general partner. The reporting person disclaims beneficial ownership of the Issuer's securities held by the Family Limited Partnership except to the extent of his pecuniary interest therein.