Filing Details
- Accession Number:
- 0000750004-17-000086
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-04 16:36:50
- Reporting Period:
- 2017-05-02
- Filing Date:
- 2017-05-04
- Accepted Time:
- 2017-05-04 16:36:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 750004 | Scientific Games Corp | SGMS | Services-Computer Integrated Systems Design (7373) | 810422894 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1373193 | Gavin Michael Isaacs | C/O Scientific Games Corporation 6650 S. El Camino Road Las Vegas NV 89118 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-05-02 | 52,493 | $0.00 | 110,542 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2017-05-02 | 51,229 | $0.00 | 161,771 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2017-05-02 | 51,229 | $0.00 | 213,000 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-05-02 | 154,951 | $22.81 | 58,049 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-05-02 | 52,493 | $0.00 | 52,493 | $12.83 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-05-02 | 51,229 | $0.00 | 51,229 | $9.65 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-05-02 | 51,229 | $0.00 | 51,229 | $9.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 104,986 | 2025-04-26 | No | 4 | M | Direct | |
| 153,689 | 2026-06-20 | No | 4 | M | Direct | |
| 153,689 | 2026-06-20 | No | 4 | M | Direct |
Footnotes
- The transaction was executed in multiple trades at prices ranging from $22.50 to $23.25. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- The option became exercisable as to 52,493 shares on each of April 27, 2016 and 2017 and becomes exercisable as to 52,493 shares on each of April 27, 2018 and 2019.
- The option became exercisable as to 51,229 shares on March 20, 2017 and becomes exercisable as to 51,230 shares on March 20, 2018; as to 51,229 shares on March 20, 2019 and as to 51,230 shares on March 20, 2020.
- Vesting of these options was contingent on the Company's Class A Common Stock attaining a rolling 60-trading day average closing price of $15.00 per share on or before March 20, 2020. The $15.00 average closing price was achieved on February 2, 2017. The option became exercisable as to 51,229 shares on March 20, 2017 and becomes exercisable as to 51,230 shares on March 20, 2018; as to 51,229 shares on March 20, 2019 and as to 51,230 shares on March 20, 2020.
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