Filing Details

Accession Number:
0001140361-17-018458
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-04 16:30:33
Reporting Period:
2017-05-02
Filing Date:
2017-05-04
Accepted Time:
2017-05-04 16:30:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
8146 Astronova Inc. ALOT Computer Peripheral Equipment, Nec (3577) 050318215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1527099 Iii W. Albert Ondis
515 Beach Road
Fairfield CT 06824
No No Yes No
1672244 Trust Of Declaration Ondis W. Albert 515 Beach Road
Fairfield CT 06824
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-05-02 826,305 $13.60 204,530 No 4 S Indirect Trustee
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Trustee
Footnotes
  1. These securities were owned by the Albert W. Ondis Declaration of Trust (the "Trust"), of which Albert W. Ondis III is the sole trustee. Each of the Trust and Albert W. Ondis III has a beneficial interest in such shares and for purposes of Schedule 13(d) of the Exchange Act, the Trust is a member of a "group" with Albert W. Ondis III.
  2. Following this transaction, the Trust is the beneficial owner of 36,000 shares of common stock the Issuer and Albert W. Ondis III is the beneficial owner of 168,530 shares of common stock of the Issuer (includes the 36,000 of the shares of common stock of the Issuer held by the Trust, of which Albert W. Ondis III is the sole trustee; 1,658 shares of common stock of the Issuer held in trust for a child of Albert W. Ondis III; and 130,872 shares of common stock of the Issuer owned personally by Albert W. Ondis III).
  3. The Trust is the Direct owner of 36,000 shares of common stock the Issuer.
  4. Albert W. Ondis III is the Indirect owner of 37,658 shares of common stock of the Issuer (includes the 36,000 of the shares of common stock of the Issuer held by the Trust, of which Albert W. Ondis III is the sole trustee, and 1,658 shares of common stock of the Issuer held in trust for a child of Albert W. Ondis III). Albert W. Ondis III is the Direct owner of 130,872 shares of common stock of the Issuer.
  5. By Albert W. Ondis III as trustee for Albert W. Ondis Declaration of Trust.