Filing Details
- Accession Number:
- 0001209191-17-029888
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-05-04 10:49:05
- Reporting Period:
- 2017-05-01
- Filing Date:
- 2017-05-04
- Accepted Time:
- 2017-05-04 10:49:05
- Original Submission Date:
- 2017-05-03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 6845 | Apogee Enterprises Inc. | APOG | Glass Products, Made Of Purchased Glass (3231) | 410919654 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1527351 | F. Joseph Puishys | 4400 West 78Th Street Suite 520 Minneapolis MN 55435 | Chief Executive Officer & Pres | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-01 | 40,000 | $8.34 | 263,239 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-01 | 40,000 | $56.13 | 223,239 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-02 | 40,000 | $8.34 | 263,239 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-02 | 40,000 | $56.06 | 223,239 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-03 | 20,000 | $8.34 | 243,239 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-03 | 20,000 | $55.47 | 223,239 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | Disposition | 2017-05-01 | 40,000 | $0.00 | 40,000 | $8.34 |
| Common Stock | Option (Right to Buy) | Disposition | 2017-05-02 | 40,000 | $0.00 | 40,000 | $8.34 |
| Common Stock | Option (Right to Buy) | Disposition | 2017-05-03 | 20,000 | $0.00 | 20,000 | $8.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 160,341 | 2021-08-22 | No | 4 | M | Direct | |
| 120,341 | 2021-08-22 | No | 4 | M | Direct | |
| 100,341 | 2021-08-22 | No | 4 | M | Direct |
Footnotes
- Includes restricted stock awards under the 2009 Stock Incentive Plan.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 31, 2017 which was reported on a Form 8-K filed February 6, 2017.
- The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $54.66 to $56.92. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $55.74 to $56.77. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $55.17 to $55.81. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- Currently 100% exercisable.
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