Filing Details
- Accession Number:
- 0001127602-17-016772
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-04 09:53:40
- Reporting Period:
- 2017-05-02
- Filing Date:
- 2017-05-04
- Accepted Time:
- 2017-05-04 09:53:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1025835 | Enterprise Financial Services Corp | EFSC | State Commercial Banks (6022) | 431706259 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195552 | Peter Benoist | 150 N. Meramec St. Louis MO 63105 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-05-02 | 10,621 | $41.96 | 202,342 | No | 4 | S | Indirect | By Trust |
| Common Stock | Acquisiton | 2017-05-02 | 280 | $0.00 | 3,027 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-02 | 94 | $42.20 | 2,933 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Share Units | Disposition | 2017-05-02 | 280 | $0.00 | 280 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,184 | Indirect | 401 (k) Plan |
| Common Stock | 24,272 | Indirect | Charitable Remainder Trust |
Footnotes
- This transaction is pursuant to a 10b5-1 plan.
- The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
- The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- Vesting of RSUs was accelerated due to retirement of reporting person.
Billionaire Hedge Funds
