Filing Details
- Accession Number:
- 0001437749-17-007891
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-05-03 20:38:05
- Reporting Period:
- 2013-11-08
- Filing Date:
- 2017-05-03
- Accepted Time:
- 2017-05-03 20:38:05
- Original Submission Date:
- 2013-11-12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1120914 | Pdf Solutions Inc | PDFS | Services-Computer Programming Services (7371) | 251701361 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1227568 | C Gregory Walker | 333 W. San Carlos St. Suite 1000 San Jose CA 95110 | Cfo, Vp Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-08 | 3,750 | $6.09 | 15,598 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-08 | 4,292 | $22.80 | 11,306 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-01 | 454 | $10.56 | 21,152 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Acquisiton | 2013-11-08 | 3,750 | $0.00 | 3,750 | $6.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 172,500 | 2013-11-08 | 2022-11-07 | No | 4 | M | Direct |
Footnotes
- Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $22.777 to $22.83.
- The purpose of this amendment is to correct the arithmetical error to increase the total amount by 3750 shares, which were inadvertently subtracted from the total amount on Form 4 filed on 11/12/2013 and all following filings through this Form.
- This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.
- The purpose of this amendment is to correct the arithmetical error in the total amount including 474 shares of common stock purchased under the Employee's Stock Purchase Plan on Form 4 filed on 11/1/2015 and all following filings through this Form.
Billionaire Hedge Funds
