Filing Details

Accession Number:
0001209191-17-029732
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-03 17:22:13
Reporting Period:
2017-05-01
Filing Date:
2017-05-03
Accepted Time:
2017-05-03 17:22:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1458962 Mindbody Inc. MB Services-Computer Processing & Data Preparation (7374) 201898451
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1644616 Lee Richard Stollmeyer 4051 Broad Street
Suite 220
San Luis Obispo CA 93401
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-05-01 17,739 $0.00 123,773 No 4 C Direct
Class A Common Stock Disposition 2017-05-01 17,739 $28.57 106,034 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock (convertible into Class A Common Stock) Acquisiton 2017-05-01 17,739 $0.00 17,739 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
871,976 No 4 C Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock (convertible into Class A Common Stock) $0.00 23,750 23,750 Indirect
Class A Common Stock Class B Common Stock (convertible into Class A Common Stock) $0.00 1,250 1,250 Indirect
Class A Common Stock Class B Common Stock (convertible into Class A Common Stock) $0.00 1,250 1,250 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
23,750 23,750 Indirect
1,250 1,250 Indirect
1,250 1,250 Indirect
Footnotes
  1. Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
  2. Includes 106,034 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement.
  3. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.225 to $28.95, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  5. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  6. The shares are held of record by the Reporting Person's spouse.
  7. The shares are held of record by the Reporting Person as custodian for the benefit of his minor child.
  8. The shares are held of record by the Reporting Person's spouse as custodian for the benefit of her minor child.