Filing Details

Accession Number:
0001348334-17-000059
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-03 17:10:34
Reporting Period:
2017-05-01
Filing Date:
2017-05-03
Accepted Time:
2017-05-03 17:10:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1348334 Barracuda Networks Inc CUDA Computer Peripheral Equipment, Nec (3577) 830380411
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1590392 D Michael Hughes C/O Barracuda Networks, Inc.
3175 S. Winchester Blvd.
Campbell CA 95008
Svp, Worldwide Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-01 4,467 $10.62 113,040 No 4 M Direct
Common Stock Disposition 2017-05-01 4,467 $20.44 108,573 No 4 S Direct
Common Stock Disposition 2017-05-01 4,698 $20.47 103,875 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2017-05-01 4,467 $0.00 4,467 $10.62
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,468 2011-07-21 2020-07-21 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 12, 2016.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.31 to $20.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  3. The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.
  4. 25% of shares subject to the option vested on July 21, 2011 and 1/48 of the shares subject to the option vested monthly thereafter, so that all shares were fully vested on 07/21/2014.