Filing Details
- Accession Number:
- 0001618732-17-000039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-02 21:04:27
- Reporting Period:
- 2017-05-01
- Filing Date:
- 2017-05-02
- Accepted Time:
- 2017-05-02 21:04:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1618732 | Nutanix Inc. | NTNX | Services-Prepackaged Software (7372) | 270989767 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685524 | David Sangster | C/O Nutanix, Inc. 1740 Technology Drive, Suite 150 San Jose CA 95110 | Evp, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-05-01 | 14,000 | $1.22 | 116,000 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2017-05-01 | 3,637 | $3.20 | 119,637 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-05-01 | 17,637 | $15.03 | 102,000 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2017-05-02 | 9,363 | $3.20 | 111,363 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-05-02 | 9,363 | $15.02 | 102,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-05-01 | 14,000 | $0.00 | 14,000 | $1.22 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-05-01 | 3,637 | $0.00 | 3,637 | $3.20 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-05-02 | 9,363 | $0.00 | 9,363 | $3.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,000 | 2023-07-16 | No | 4 | M | Direct | |
| 376,363 | 2024-05-19 | No | 4 | M | Direct | |
| 367,000 | 2024-05-19 | No | 4 | M | Direct |
Footnotes
- The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $15.00 to $15.17. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $15.00 to $15.16. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on July 18, 2013.
- The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.
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