Filing Details
- Accession Number:
- 0000899243-17-011514
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-02 20:54:46
- Reporting Period:
- 2017-04-28
- Filing Date:
- 2017-05-02
- Accepted Time:
- 2017-05-02 20:54:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 906780 | Empire Resorts Inc | NYNY | Retail-Eating & Drinking Places (5810) | 133714474 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1507667 | Laurette Pitts | C/O Monticello Casino And Raceway Route 17B, P.o. Box 5013 Monticello NY 12701 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value Per Share | Disposition | 2017-04-28 | 215 | $25.00 | 10,785 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value Per Share | Acquisiton | 2017-05-01 | 1,000 | $0.00 | 11,785 | No | 4 | A | Direct | |
| Common Stock, $0.01 Par Value Per Share | Disposition | 2017-05-01 | 568 | $25.00 | 11,217 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value Per Share | Disposition | 2017-05-02 | 217 | $25.00 | 11,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person effective as of December 13, 2016.
- Ms. Pitts was granted 1,000 restricted stock units ("RSUs") under the Empire Resorts, Inc. 2015 Equity Incentive Plan, which RSUs vest annually in three equal installments, with the first installment vesting on May 1, 2018.
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