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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1136174	Catasys Inc.	CATS	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
904534	S Terren Peizer	11601 Wilshire Blvd #1100 Los Angeles CA 90025	Chairman & Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001	Acquisiton	2017-04-28	181,154	$4.80	6,574,196	No	4	P	Indirect	By Acuitas Group Holdings, LLC
Common Stock, Par Value $0.0001	Acquisiton	2017-04-28	2,385,111	$1.80	8,959,307	No	4	C	Indirect	By Crede CG III, Ltd.
Common Stock, Par Value $0.0001	Acquisiton	2017-04-28	233,735	$4.80	9,193,042	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Acuitas Group Holdings, LLC
No	4	C	Indirect	By Crede CG III, Ltd.
No	4	A	Direct

Footnotes

These securities were purchased by Acuitas Group Holdings, LLC ("Acuitas") in connection with a public offering by the issuer pursuant to a Registration Statement on Form S-1 (Registration No. 333-216007).
The reporting person is the Managing Director of Acuitas and may be deemed to beneficially own or control the securities. The reporting person disclaims beneficial ownership of any such securities.
In July 2015, Catasys, Inc., a Delaware corporation (the "Company") entered into a $3.56 million, 12% Original Issue Discount Convertible Debenture due January 18, 2016 (the "July 2015 Convertible Debenture") with Crede CG III, Ltd. ("Crede"). On April 28, 2017, Crede converted $4,293,198.01 principal amount of the July 2015 Convertible Debenture into 2,385,111 shares of the Company's common stock at the applicable conversion price.
The reporting person is the Managing Director of Crede and may be deemed to beneficially own or control the securities. The reporting person disclaims beneficial ownership of any such securities.
Terren Peizer deferred part of his salary in the amount of $1.1 million for the 2016 and 2015 years. On April 28, 2017, the Company issued 233,734 shares to Mr. Peizer as payment of such deferred salary.