Filing Details

Accession Number:
0001249155-17-000035
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-02 18:54:34
Reporting Period:
2017-05-01
Filing Date:
2017-05-02
Accepted Time:
2017-05-02 18:54:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1477246 S&W Seed Co SANW Agricultural Production-Crops (100) 271275784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1573792 Charles Dennis Jury 5 Lochness Avenue
Torrens Park Sa C3 5062
Evp Operations And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-05-01 1,500 $4.80 225,838 No 4 S Indirect By Retirement Fund
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Retirement Fund
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,104 Direct
Footnotes
  1. The sales reported on this Form 4 were made pursuant to a 10b5-1 trading plan adopted by the reporting person.
  2. These shares are owned directly by the Jury Bain Superannuation Fund, a retirement fund of which the reporting person is a beneficiary.