Filing Details
- Accession Number:
- 0000091142-17-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-02 10:25:34
- Reporting Period:
- 2017-05-01
- Filing Date:
- 2017-05-02
- Accepted Time:
- 2017-05-02 10:25:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1507959 | J Robert Heideman | A. O. Smith Corporate Technology Center 12100 West Park Place Milwaukee WI 53224 | Senior Vp - Chief Techology | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-01 | 13,000 | $23.24 | 39,495 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-05-01 | 11,067 | $30.77 | 50,562 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-05-01 | 6,074 | $31.67 | 56,636 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-01 | 30,141 | $53.90 | 26,495 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-01 | 310 | $0.00 | 26,185 | No | 4 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2017-05-01 | 13,000 | $0.00 | 13,000 | $23.24 |
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2017-05-01 | 11,067 | $0.00 | 11,067 | $30.77 |
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2017-05-01 | 6,074 | $0.00 | 6,074 | $31.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,825 | 2024-02-10 | No | 4 | M | Direct | |
| 34,758 | 2025-02-09 | No | 4 | M | Direct | |
| 28,684 | 2026-02-08 | No | 4 | M | Direct |
Footnotes
- Gift
- The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.
- The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.
- The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.
Billionaire Hedge Funds
