Home > Insider Trading > Filing (0001638599-17-000384)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1620533	Shake Shack Inc.	SHAK	Retail-Eating & Drinking Places (5810)	471941186

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1633839	A David Swinghamer	C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003	No	No	Yes	No
1633976	Grat Swinghamer A. David	24 Union Square East, 5Th Floor New York NY 10003	No	No	Yes	No
1658473	Susan Swinghamer	2 Devereux Court Rye NY 10580	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2017-04-27	5,000	$34.70	85,000	No	4	S	Direct
Class A Common Stock	Disposition	2017-05-01	100	$34.51	84,900	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class B Common Stock	457,167	Direct
Class A Common Stock	30,000	Indirect	By Trust
Class B Common Stock	20,000	Indirect	By Trust

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	COMMON MEMBERSHIP INTERESTS	$0.00			457,167	457,167	Direct
Class A Common Stock	COMMON MEMBERSHIP INTERESTS	$0.00			20,000	20,000	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	457,167	457,167	Direct
	20,000	20,000	Indirect

Footnotes

Held directly by the David A. Swinghamer GRAT, of which Susan Swinghamer, the reporting person's wife, is the trustee and beneficiary. The Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his pecuniary interest therein.
This transaction was executed in multiple trades at prices ranging from $34.68 to $34.72. The price reported above reflects the weighted average sale price.
The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The Form 4 filed by the Reporting Person with the SEC on April 27, 2017 incorrectly disclosed that the Reporting Person directly beneficially owned 40,000 shares of Class A Common Stock of the issuer as of the close of business on such date. The Reporting Person directly beneficially owned 90,000 shares of Class A Common Stock of the issuer as of the close of business on April, 27, 2017.
The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.