Filing Details
- Accession Number:
- 0001127602-17-016106
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-01 17:21:44
- Reporting Period:
- 2017-05-01
- Filing Date:
- 2017-05-01
- Accepted Time:
- 2017-05-01 17:21:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1102934 | Cabot Microelectronics Corp | CCMP | Semiconductors & Related Devices (3674) | 364324765 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1436880 | H David Li | C/O Cabot Microelectronics Corporation 870 Commons Drive Aurora IL 60504 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-01 | 1 | $28.62 | 72,646 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-01 | 1 | $78.83 | 72,645 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-01 | 19,250 | $46.82 | 91,895 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-01 | 19,250 | $78.83 | 72,645 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-01 | 4,000 | $42.37 | 76,645 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-01 | 4,000 | $78.83 | 72,645 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-05-01 | 1 | $0.00 | 1 | $28.62 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-05-01 | 19,250 | $0.00 | 19,250 | $46.82 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-05-01 | 4,000 | $0.00 | 4,000 | $42.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-12-01 | 2020-12-01 | No | 4 | M | Direct |
| 19,250 | 2015-01-02 | 2024-01-02 | No | 4 | M | Direct |
| 53,700 | 2016-12-03 | 2025-12-03 | No | 4 | M | Direct |
Footnotes
- Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- 2010 (FY11) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/1/2011, 25% 12/1/2012, 25% 12/1/2013, 25% 12/1/2014.
- 2014 (FY15) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2015, 25% 12/03/2016, 25% 12/03/2017, 25% 12/03/2018.
- 2015 (FY16) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2016, 25% 12/03/2017, 25% 12/03/2018, 25% 12/03/2019.
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