Filing Details
- Accession Number:
- 0000073124-17-000185
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-28 19:19:43
- Reporting Period:
- 2017-04-27
- Filing Date:
- 2017-04-28
- Accepted Time:
- 2017-04-28 19:19:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1548048 | Biff Bowman | 50 S. Lasalle Street Chicago IL 60603 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-04-27 | 11,768 | $50.99 | 87,133 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-04-27 | 11,399 | $52.64 | 98,532 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-04-27 | 23,167 | $91.77 | 75,365 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2017-04-27 | 11,768 | $0.00 | 11,768 | $50.99 |
Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2017-04-27 | 11,399 | $0.00 | 11,399 | $52.64 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-02-15 | No | 4 | M | Direct | |
0 | 2021-02-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 553 | Indirect | 401(k) as of 3-31-17 |
Footnotes
- Includes 25,917 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- Price reflects the weighted average sales price from $91.55 to $91.97. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- This option became exercisable in four equal annual installments beginning 2/15/2011.
- This option became exercisable in four equal annual installments beginning 2/14/2012.