Filing Details
- Accession Number:
- 0000073124-17-000184
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-28 19:19:25
- Reporting Period:
- 2017-04-28
- Filing Date:
- 2017-04-28
- Accepted Time:
- 2017-04-28 19:19:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393081 | Joyce Clair St | 50 South Lasalle Street Chicago IL 60603 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-04-28 | 17,406 | $90.46 | 16,609 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2017-04-28 | 193 | $0.00 | 16,416 | No | 5 | G | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust |
| No | 5 | G | Indirect | By Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 29,855 | Direct | |
| Common Stock | 13,215 | Indirect | 2015 GRAT |
| Common Stock | 13,814 | Indirect | 2016 GRAT |
| Common Stock | 5,106 | Indirect | 401(k) as of 3-31-17 |
Footnotes
- Price reflects the weighted average sales price from $90.335 to $90.66. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Billionaire Hedge Funds
