Filing Details
- Accession Number:
- 0000820318-17-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-28 18:26:06
- Reporting Period:
- 2017-04-28
- Filing Date:
- 2017-04-28
- Accepted Time:
- 2017-04-28 18:26:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1225165 | F Wendy Dicicco | C/O Ii-Vi Incorporated 375 Saxonburg Blvd. Saxonburg PA 16056 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-04-28 | 2,500 | $15.42 | 33,046 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-04-28 | 2,500 | $33.19 | 30,546 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (Right to Buy) | Disposition | 2017-04-28 | 2,500 | $0.00 | 2,500 | $15.42 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
17,500 | 2018-02-09 | No | 4 | M | Direct |
Footnotes
- The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2017.
- Represents the weighted average of multiple sale transactions ranging in price from $32.8500 to $33.5000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The grant of these options previously was reported as covering 10,000 shares at an exercise price of $30.83 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
- These options vested in five equal annual installments beginning on February 9, 2009.