Filing Details
- Accession Number:
- 0001019056-17-000398
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-28 18:18:16
- Reporting Period:
- 2017-04-25
- Filing Date:
- 2017-04-28
- Accepted Time:
- 2017-04-28 18:18:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1441693 | Marrone Bio Innovations Inc | MBII | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
836048 | Ardsley Partners Fund Ii, L.p. | 262 Harbor Drive Stamford CT 06902 | No | No | Yes | No | |
900529 | Partners Advisory Ardsley | 262 Harbor Drive Stamford CT 06902 | No | No | Yes | No | |
1025710 | J Philip Hempleman | 262 Harbor Drive Stamford CT 06902 | No | No | Yes | No | |
1485583 | Ardsley Partners Renewable Energy Fund, L.p. | 262 Harbor Drive Stamford CT 06902 | No | No | Yes | No | |
1504218 | I Partners Ardsley | 262 Harbor Drive Stamford CT 06902 | No | No | Yes | No | |
1675562 | Ardsley Duckdive Fund, L.p. | 262 Harbor Drive Stamford CT 06902 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-04-25 | 50,000 | $1.72 | 3,681,580 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
Footnotes
- This Form 4 is being filed by Ardsley Advisory Partners (the " Advisor") on behalf of itself and Ardsley Partners I (the "General Partner"), Ardsley Partners Renewable Energy Fund, L.P. (the "Renewable Energy Fund"). Ardsley Partners Fund II, L.P. (the "Fund II"), Ardsley Duckdive Fund, L.P. (the "Duckdive Fund") and Philip J. Hempleman ("Hempleman" and, together with the Advisor, the General Partner, the Renewable Energy Fund, the Fund II and the Duckdive Fund, the "Reporting Persons"). The General Partner serves as general partner to the Renewable Energy Fund and the Fund II. Hempleman is the Managing Partner of the Advisor and the General Partner and serves as the general partner to the Duckdive Fund.
- The amount of 50,000 in Table I reflects the amount of common stock purchased by the Duckdive Fund in the transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the General Partner, the Advisor and Hempleman, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either the General Partner and the Advisor are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
- Cont'd from Footnote 2: Hempleman is the Managing Partner of the General Partner and the Advisor and serves as the general partner to the Duckdive Fund and disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that Hempleman is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.