Filing Details
- Accession Number:
- 0001127602-17-015893
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-28 18:14:43
- Reporting Period:
- 2017-04-27
- Filing Date:
- 2017-04-28
- Accepted Time:
- 2017-04-28 18:14:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1405031 | Walker J Brian | 1010 Grand Blvd Kansas City MO 64106 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-04-27 | 893 | $41.71 | 8,746 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-04-27 | 1,054 | $39.97 | 7,853 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-04-27 | 1,009 | $37.84 | 9,755 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-04-27 | 949 | $41.37 | 10,704 | No | 4 | O | Direct | |
| Common Stock | Disposition | 2017-04-27 | 37 | $75.03 | 10,667 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 23 | $75.04 | 10,644 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 160 | $75.06 | 10,484 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 218 | $75.07 | 10,265 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 139 | $75.08 | 10,126 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 194 | $75.09 | 9,932 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 436 | $75.10 | 9,496 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 202 | $75.11 | 9,294 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 106 | $75.12 | 9,189 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 72 | $75.13 | 9,117 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 44 | $75.14 | 9,073 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 44 | $75.15 | 9,029 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 22 | $75.16 | 9,007 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 66 | $75.17 | 8,941 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 44 | $75.18 | 8,897 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 22 | $75.19 | 8,875 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 216 | $75.20 | 8,660 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 22 | $75.22 | 8,638 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 44 | $75.24 | 8,594 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 22 | $75.25 | 8,572 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 22 | $75.26 | 8,550 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 13 | $75.28 | 8,537 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 22 | $75.29 | 8,515 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 44 | $75.30 | 8,471 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-04-27 | 26 | $75.31 | 8,444 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | O | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-04-27 | 893 | $0.00 | 893 | $41.71 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-04-27 | 1,054 | $0.00 | 1,054 | $39.97 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-04-27 | 1,009 | $0.00 | 1,009 | $37.84 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-04-27 | 949 | $41.37 | 949 | $41.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-01-01 | 2021-01-01 | No | 4 | M | Direct |
| 0 | 2015-01-01 | 2022-01-01 | No | 4 | M | Direct |
| 0 | 2013-01-01 | 2020-01-01 | No | 4 | M | Direct |
| 0 | 2012-01-01 | 2019-01-01 | No | 4 | O | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 232 | Indirect | by ESOP |
Footnotes
- Reflects shares acquired through the reinvestment of dividends on restricted stock
- Options will vest 50% on 1/1/2013; 75% on 1/1/2014; and 100% on 1/1/2015
- Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014
Billionaire Hedge Funds
