Filing Details
- Accession Number:
- 0001140361-17-017407
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-28 17:01:15
- Reporting Period:
- 2017-04-26
- Filing Date:
- 2017-04-28
- Accepted Time:
- 2017-04-28 17:01:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
77360 | Pentair Plc | PNR | Special Industry Machinery (No Metalworking Machinery) (3550) | 981050812 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1484241 | D. Angela Jilek | 5500 Wayzata Blvd., Suite 600 Golden Valley MN 55416 | Sr. Vp, Gen. Counsel & Secy. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2017-04-26 | 1,367 | $32.40 | 33,262 | No | 4 | M | Direct | |
Common Shares | Disposition | 2017-04-26 | 1,367 | $65.00 | 31,895 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Stock Option (right to buy) | Disposition | 2017-04-26 | 1,367 | $0.00 | 1,367 | $32.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,432 | 2009-03-03 | 2018-03-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares - Esop | 657 | Indirect | By ESOP |
Common Shares - Deferral Plan | 3,645 | Indirect | Plan Agent |
Footnotes
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on March 3, 2018.
- End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
- Pentair common shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
- One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.