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Home > Insider Trading > Filing (0001179110-17-006284)

Filing Details

Accession Number:: 0001179110-17-006284
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-04-28 16:31:50
Reporting Period:: 2017-04-26

Filing Date:: 2017-04-28
Accepted Time:: 2017-04-28 16:31:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1596967	Moelis & Co	MC	Investment Advice (6282)	464500216

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1604693	Joseph Simon	C/O Moelis &Amp; Company 399 Park Avenue, 5Th Floor New York NY 10022	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2017-04-26	8,532	$0.00	8,532	No	4	M	Direct
Class A Common Stock	Disposition	2017-04-26	3,756	$38.12	4,776	No	4	F	Direct
Class A Common Stock	Disposition	2017-04-26	4,776	$38.12	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	2014 Incentive Restricted Stock Units	Disposition	2017-04-26	8,532	$0.00	8,532	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
17,068			No	4	M	Direct

Footnotes

Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
The RSUs were settled for Class A common stock on April 26, 2017.