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Home > Insider Trading > Filing (0001179110-17-006276)

Filing Details

Accession Number:: 0001179110-17-006276
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-04-28 16:28:00
Reporting Period:: 2017-04-26

Filing Date:: 2017-04-28
Accepted Time:: 2017-04-28 16:28:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1596967	Moelis & Co	MC	Investment Advice (6282)	464500216

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1604471	R. Osamu Watanabe	C/O Moelis &Amp; Company 399 Park Avenue, 5Th Floor New York NY 10022	General Counsel And Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2017-04-26	4,225	$0.00	4,356	No	4	M	Direct
Class A Common Stock	Disposition	2017-04-26	0	$7.09	4,356	No	4	D	Direct
Class A Common Stock	Disposition	2017-04-26	4,225	$38.12	131	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	D	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	2014 Incentive Restricted Stock Units	Disposition	2017-04-26	4,225	$0.00	4,225	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
8,453			No	4	M	Direct

Footnotes

Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
Pursuant to the terms of the RSUs, fractional shares were settled in cash.
Based on the price per share of Class A common stock of $38.12.
The RSUs were settled for Class A common stock on April 26, 2017.