Filing Details

Accession Number:
0000899243-17-011010
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-27 16:22:35
Reporting Period:
2017-04-26
Filing Date:
2017-04-27
Accepted Time:
2017-04-27 16:22:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31235 Eastman Kodak Co KODK Photographic Equipment & Supplies (3861) 160417150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1427430 Bluemountain Capital Management, Llc 280 Park Avenue, 12Th Floor
New York NY 10017
Yes No Yes No
1540859 Bluemountain Gp Holdings, Llc 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1540860 L.p. Fund Master Alternatives Credit Mountain Blue 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1540861 Blue Mountain Ca Master Fund Gp, Ltd. 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1541088 Bluemountain Long/Short Credit Gp, Llc 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1541089 Ltd. Timberline Bluemountain 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1557778 Bluemountain Kicking Horse Fund Gp, Llc 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1557943 L.p. Fund Horse Kicking Bluemountain 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1598919 L.p. Fund Peak Guadalupe Bluemountain 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1686968 Blue Mountain Credit Gp, Llc 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-04-26 1,335,706 $10.75 4,300,000 No 4 S Indirect Footnotes
Common Stock Disposition 2017-04-26 1,155,877 $10.75 3,721,067 No 4 S Indirect Footnotes
Common Stock Disposition 2017-04-26 536,349 $10.75 1,726,634 No 4 S Indirect Footnotes
Common Stock Disposition 2017-04-26 536,349 $10.75 1,726,634 No 4 S Indirect Footnotes
Common Stock Disposition 2017-04-26 536,349 $10.75 1,726,634 No 4 S Direct
Common Stock Disposition 2017-04-26 34,324 $10.75 110,498 No 4 S Indirect Footnotes
Common Stock Disposition 2017-04-26 34,324 $10.75 110,498 No 4 S Direct
Common Stock Disposition 2017-04-26 58,299 $10.75 187,694 No 4 S Direct
Common Stock Disposition 2017-04-26 45,178 $10.75 145,444 No 4 S Indirect Footnotes
Common Stock Disposition 2017-04-26 45,178 $10.75 145,444 No 4 S Direct
Common Stock Disposition 2017-04-26 342,059 $10.75 1,101,174 No 4 S Indirect Footnotes
Common Stock Disposition 2017-04-26 342,059 $10.75 1,101,174 No 4 S Direct
Common Stock Disposition 2017-04-26 63,389 $10.75 204,074 No 4 S Indirect Footnotes
Common Stock Disposition 2017-04-26 63,389 $10.75 204,074 No 4 S Direct
Common Stock Disposition 2017-04-26 121,530 $10.75 391,239 No 4 S Indirect Footnotes
Common Stock Disposition 2017-04-26 121,530 $10.75 391,239 No 4 S Direct
Common Stock Disposition 2017-04-26 47,491 $10.75 152,890 No 4 S Indirect Footnotes
Common Stock Disposition 2017-04-26 47,491 $10.75 152,890 No 4 S Direct
Common Stock Disposition 2017-04-26 87,087 $10.75 280,353 No 4 S Indirect Footnotes
Common Stock Disposition 2017-04-26 87,087 $10.75 280,353 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Footnotes
No 4 S Indirect Footnotes
No 4 S Indirect Footnotes
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
Footnotes
  1. The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest.
  2. BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 1,726,634 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 110,498 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 145,444 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,101,174 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 204,074 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 152,890 shares of Common Stock;
  3. (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 280,353 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 187,694 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 391,239 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds.
  4. (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it;
  5. (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships.
  6. BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM.
  7. On April 26, 2017, (i) BMCA sold 536,349 shares of Common Stock, (ii) BMGP sold 34,324 shares of Common Stock, (iii) BMT sold 58,299 shares of Common Stock, (iv) BMKH sold 45,178 shares of Common Stock, (v) BMCO sold 342,059 shares of Common Stock, (vi) BMD sold 63,389 shares of Common Stock, (vii) BMM sold 121,530 shares of Common Stock, (viii) BMSC sold 47,491 shares of Common Stock and (ix) BMST sold 87,087 shares of Common Stock.
  8. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of 10 Reporting Persons per filing.