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Filing Details

Accession Number:: 0001596783-17-000030
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-04-27 11:02:19
Reporting Period:: 2017-04-25

Filing Date:: 2017-04-27
Accepted Time:: 2017-04-27 11:02:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1596783	Catalent Inc.	CTLT	Pharmaceutical Preparations (2834)	208737688

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1612208	Sharon Johnson	C/O Catalent, Inc. 14 Schoolhouse Road Somerset NJ 08873	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-04-25	5,116	$10.71	26,781	No	4	M	Direct
Common Stock	Disposition	2017-04-25	3,407	$29.00	23,374	No	4	F	Direct
Common Stock	Disposition	2017-04-25	854	$29.00	22,520	No	4	S	Direct
Common Stock	Acquisiton	2017-04-25	31,150	$10.71	53,670	No	4	M	Direct
Common Stock	Disposition	2017-04-25	20,741	$29.00	32,929	No	4	F	Direct
Common Stock	Disposition	2017-04-25	5,204	$29.00	27,725	No	4	S	Direct
Common Stock	Acquisiton	2017-04-25	632	$18.57	28,357	No	4	M	Direct
Common Stock	Disposition	2017-04-25	512	$29.00	27,845	No	4	F	Direct
Common Stock	Disposition	2017-04-25	60	$29.00	27,785	No	4	S	Direct
Common Stock	Acquisiton	2017-04-25	3,850	$18.57	31,635	No	4	M	Direct
Common Stock	Disposition	2017-04-25	3,117	$29.00	28,518	No	4	F	Direct
Common Stock	Disposition	2017-04-25	366	$29.00	28,152	No	4	S	Direct
Common Stock	Acquisiton	2017-04-25	2,352	$18.57	30,504	No	4	M	Direct
Common Stock	Disposition	2017-04-25	1,904	$29.00	28,600	No	4	F	Direct
Common Stock	Disposition	2017-04-25	224	$29.00	28,376	No	4	S	Direct
Common Stock	Acquisiton	2017-04-25	9,352	$18.57	37,728	No	4	M	Direct
Common Stock	Disposition	2017-04-25	7,570	$29.00	30,158	No	4	F	Direct
Common Stock	Disposition	2017-04-25	891	$29.00	29,267	No	4	S	Direct
Common Stock	Acquisiton	2017-04-25	8,786	$18.71	38,053	No	4	M	Direct
Common Stock	Disposition	2017-04-25	7,135	$29.00	30,918	No	4	F	Direct
Common Stock	Disposition	2017-04-25	825	$29.00	30,093	No	4	S	Direct
Common Stock	Acquisiton	2017-04-25	9,478	$20.50	39,571	No	4	M	Direct
Common Stock	Disposition	2017-04-25	8,006	$29.00	31,565	No	4	F	Direct
Common Stock	Disposition	2017-04-25	736	$29.00	30,829	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options to purchase Common Stock	Disposition	2017-04-25	5,116	$0.00	5,116	$10.71
Common Stock	Options to purchase Common Stock	Disposition	2017-04-25	31,150	$0.00	31,150	$10.71
Common Stock	Options to purchase Common Stock	Disposition	2017-04-25	2,352	$0.00	2,352	$18.57
Common Stock	Options to purchase Common Stock	Disposition	2017-04-25	9,352	$0.00	9,352	$18.57
Common Stock	Options to purchase Common Stock	Disposition	2017-04-25	632	$0.00	632	$18.57
Common Stock	Options to purchase Common Stock	Disposition	2017-04-25	3,850	$0.00	3,850	$18.57
Common Stock	Options to purchase Common Stock	Disposition	2017-04-25	8,786	$0.00	8,786	$18.71
Common Stock	Options to purchase Common Stock	Disposition	2017-04-25	9,478	$0.00	9,478	$20.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
31,150	2016-09-09	2019-10-23	No	4	M	Direct
0	2016-09-09	2019-10-23	No	4	M	Direct
0	2013-06-30	2022-06-30	No	4	M	Direct
2,338		2022-06-30	No	4	M	Direct
3,850	2016-09-09	2022-06-30	No	4	M	Direct
0	2016-09-09	2022-06-30	No	4	M	Direct
0	2014-06-25	2023-06-25	No	4	M	Direct
9,478		2024-07-30	No	4	M	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2017 in order to implement a plan of financial diversification.
Includes restricted stock units.
Represents shares withheld to pay the exercise price and applicable withholding taxes associated with the exercise of stock options.
On June 30, 2012, the reporting person was granted an option to purchase 3,920 shares of common stock of the Issuer which vest and become exercisable in five equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2013, 2014, 2015, 2016 and 2017. The performance criteria for 2013, 2014 and 2015 were met, resulting in vesting of the option as to 2,352 shares in the aggregate.
On June 30, 2012, the reporting person was granted an option to purchase 11,690 shares of common stock of the Issuer, which vest and become exercisable in five equal annual installments beginning on April 1, 2013.
On June 25, 2013, the reporting person was granted an option to purchase 29,120 shares of common stock of the Issuer which vest and become exercisable in five equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2014, 2015, 2016, 2017 and 2018. The performance criteria for 2014 and 2015 were met, resulting in vesting of the option as to 11,648 shares in the aggregate.
On July 30, 2014, the reporting person was granted an option to purchase 18,956 shares of common stock of the Issuer, which vest and become exercisable in four equal annual installments beginning on July 30, 2015.